Carlos Gonzalez

International Compliance Consultant

Carlos Gonzalez-Stawinski is a Managing Director of CIMA Financial Regulation Consultants where he assists banks, broker-dealer and investment advisors navigate cross border business. With over 20 years of experience in financial services laws and regulations, Carlos is an attorney with a Masters of Laws (LL.M.) in Financial Services Law from Kent College of Law. As a valued partner of Sanctuary Wealth since 2021, Carlos provides international compliance support to Sanctuary Global.

Carlos began his career as a Legal Counsel for the Puerto Rico Office of the Commissioner of Financial Institutions, where he led enforcement cases against registered representatives and broker-dealers; he also developed securities and capital markets regulation for the Commonwealth.

Since that time, he has held senior leadership positions at leading global financial institutions where he has been instrumental in promoting a safe and sound business environment that has enabled growth. During his 13 years at Citi, Carlos served in various executive roles in the firm’s international and wealth management businesses, including Chief Compliance Officer and Head of Investments Supervision.

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